Tuesday, April 7, 2015

HoldCo & PDMA

In order to implement the Basel norms Government capitalizes PSBs. Under the budgetary constraints it’s no more feasible to capitalize the PSBs. Hence there is a proposal to form HoldCo – Non-operational Financial Holding Company. What is a holding company? How will it help the Government? How it is different from PDMA?
The common understanding of the term “holding company” is an entity that holds more than 50% of the voting capital of the subsidiary. So it is a parent company which has investment of >50% hence they can have substantial powers to take decision on the way a company is run.
With NOFHC (Non-Operative Financial Holding Companies), RBI wants to explore the same with regard to bringing Basel norms in banking sector, predominantly with respect to NBFC’s which is less regulated hitherto.
There is a wonderful write-up on this which I just found:
Just read it you will understand better and there is an RBI working paper on the same too.


Can a holding company invest in more than one company? In other words, is it one to one relation or one to many?
Yes. A holding company can be of individual company investing in group of companies or a conglomerate investing in a single company. Normally holding companies are seen in similar nature of industries. They don’t diversify under one holding company.
Please read the below report. It’s 11 pages and explained well:
How will it help government…? Here the companies forming NOFHC’s will ensure the working of the NBFC’s in a better way and thus better control.
Normally it’s seen that the NOFHCs are formed by the big PSU’s who want to explore the niche area of NBFCs which runs across industry like insurance, asset management etc. Now the fact that big PSUs try to invest in these it’s all the more important that proper risk parameters are observed and public money is secured hence these innovations.
PDMA is Public Debt Management Agency which manages Government debt.
Can u elaborate your question on how is NOFCHC is linked to PDMA?
I basically did not understand HoldCo. Secondly I wanted to understand how it is different from PDMA which is recently proposed to help government to better manage the financial aspects. With some clarity on HoldCo I understand that government has made this innovative arrangement to shed the responsibility of capitalising banks.
Holding company you have understood. What happens in holding company is that various players come together to invest in NBFCs and not one bank.  If one bank comes to do so then to that extent banks have to compromise with risk parameter as per Basel norms which is 9% of weighted average assets and thus government being the majority owner in PSBs then it would further try to infuse capital in PSBs which is detrimental as far as the debt goes.
The return on investment in PSB is 2 to 3 % and whereas the financing cost of government investing in these banks are more than the returns what it gets from these banks and hence its debt situation deteriorates. Hence RBI has found a way to get this anomaly corrected through NOFHC’s.
Example:
Imagine a situation where your grandpa is a philanthropist. He wants to invest in companies that do some social work.
But, he realises that he gets less returns, but still funds them as they have wonderful reach to the society (PSBs have huge established network and they are supporting whatever the government says!)
After some time, he starts borrowing money to lend them. He borrows at 8% and gives at 3%.
This can’t be sustained. So, what does he do?
He talks to his other friends and says that, “hey, why don’t we form a company, that will invest in these companies that I am funding now?!”
These are his friends, (like ONGC, SAIL etc. for the government!) who are not so rich, but have some money to invest.
So, they all form a company, which will not do any operation, but, just provide funds.
The loss is still there. But, then ONGC, GAIL etc. will give that from their profit and thus, will have to pay fewer dividends to their shareholders, who are again government organisations!!
The company your grandpa forms to invest is the holding company!!
Actually he is not solving the root cause of the problem! But, he is just spreading the deficit to many and thus pushes the problem to the future!!
The government will not have to shell out money immediately to meet the Basel norms! It will come from ‘other’ government and Para-government agencies!
So, it doesn’t dent the Fiscal deficit of the government! These are basically ‘jugads’ that the government keeps inventing!!
The holding company is used to pull up NBFCs which are specialised areas of financing as it supports the specific sectors and in these sectors the major problem is financing, but these are profitable businesses.
You are right!! This holding company idea is questioned by many!!
Infact,  the sound argument is that, a commercial bank has to increase its capital base, only by its profits!!
Infusing capital from government, directly or indirectly is not a good practice!! But, then even nationalisation of the banks was also not a good step seen from the purely financial angle!! Isn’t it?!
So, government has its own logic! 😊
Yes… It’s only pushing the immediate demands for investment by PSUs at lump sum to spreading the investment so that the PSU’s can manage the Basel norms by not losing the opportunities in these sectors. All boils down to Return on investment J
But, RoI has become EroI thus bringing the latent benefits also in the picture!! 😊

Sir in this case we need a NOFHC… is understood Sir. When would we need an Operating Company?
Why you need an operating company? When they are operated by the banks themselves?
It’s required only when the company (or bank in this case) is not run properly.
The intention of RBI is to slowly remove the stakes NOFHC has in these holding companies and make the NBFC’s self-sustainable.
That’s why non-operational. They don’t want these creatures to exist permanently but only till the NBFCs stand on their legs.

Yes, as sir says, when you don’t interfere with the operations, you can be pulled out any day without upsetting the apple cart!

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